Time Left:
01
:
00 :
00
HRS
MIN
SEC
Time Spent: %%TIMESPENT%%
Time expired. Sorry, you will not be able to continue with this quiz. Please opt-in to see the result.
SEC
HRS
MIN
SEC
SEC
Total Time
[SQBTimeSpent]
0
HRS
0
MIN
0
SEC
First up, what should we call you?
OK
1%
An anti-money laundering specialist has just developed and implemented an anti-money laundering program.
What is the most effective resource to evaluate the effectiveness of the program?
(Question Type: Single Choice)
The anti-money laundering specialist
A qualified independent party/auditor
A member of senior management
The regulator authorities
Back
Next
Which method most likely indicates the placement stage of laundering dirty money in a land based casino?
(Question Type: Single Choice)
Transfering substantial amounts of money from a client's credit card to a client's casino's VIPaccount
Using cash to buy casino winnings from legitimate winners at apremium
Redeeming smaller denomination casino chips forlargestdenomination chips
Buying casino chips against a bank draft
Back
Next
Which statement is true about banking regulatory agencies having the authority to obtain information from regulated institutions?
(Question Type: Single Choice)
The regulatory agencies may only obtain information from the regulated institution's books andrecords by virtue of a search warrant
The agencies authority to conduct examinations negates the need for a warrant or subpoena
A search warrant may be substituted by a court subpoena compelling the institution to producethe information to the regulatory agency
If a regulatory agency intends to prosecute a regulated institution, a warrant or subpoena mustfirst be granted before the information can be obtained
Back
Next
In performing a risk analysis, which factor(s) should a financial institution review?
(Question Type: Single Choice)
Its customer base, location, products and services
The adequacy and completeness of its STR filings
Recent regulatory actions against financial institutions of comparable size
The level of its gross revenue
Back
Next
When the minimum CDD standards of the home and host countries differ, the offices in the host countries should follow which requirements?
(Question Type: Single Choice)
The minimum required
The CDD standards required by the home country
Local rules and regulations
The higher standard of the two
Back
Next
%%QUESTIONANSWERS%%
Skip Opt-in
; ?>/wp-content/plugins/smartquizbuilder/includes/images/sqb-registration-img.jpg)
Almost there...
Where can we email you the results? Please enter details below.
Preparing Report...
Please wait... we are calculating your results
* Do not leave the page or reload the page *
You got a score of %%YOURSCORE%% out of %%TOTALSCORE%%
[AVERAGE_SCORE]
Exam Results: FAILED
Select an option below to learn advanced techniques on this topic.
[SHOWALLUSERTAGS] [showtaggcontent id=""]
[CHART_HEADING]
[OUTCOME_SPIDER_CHART] [OUTCOME_BAR_CHART] [QUESTION_ANSWER_DATA_CHART]
[SHOW_CATEGORY_TOTAL] [CATEGORY_TOTAL_PERCENT] [CATEGORY_TOTAL_NUMBER]
[AVGMATRIXVALUE] [TOTALMATRIXVALUE]
[SELECTEDANSWERS]
%%CATEGORY_TOTAL_PERCENT%%
%%CATEGORY_TOTAL_NUMBER%%
[CATEGORY_TOTAL_PERCENT]
[CATEGORY_TOTAL_NUMBER]
You got a score of %%YOURSCORE%% out of %%TOTALSCORE%%
%%CATEGORY_TOTAL_PERCENT%%
%%CATEGORY_TOTAL_NUMBER%%
[CATEGORY_TOTAL_PERCENT]
[CATEGORY_TOTAL_NUMBER]
Retake
YOUR TOTAL POINTS
0
Congrats! You have earned 0 point(s) by completing this quiz.
